|4/ADec 16, 9:38 PM ET

FLAMEL TECHNOLOGIES SA 4/A

4/A · FLAMEL TECHNOLOGIES SA · Filed Dec 16, 2016

Insider Transaction Report

Form 4/AAmended
Period: 2016-12-14
D'SILVA DHIREN
See Remarks
Transactions
  • Award

    Stock Option (right to buy)

    2016-12-14+80,00080,000 total
    Exercise: $10.40Exp: 2026-12-14ADSs (80,000 underlying)
  • Award

    ADSs

    2016-12-14+15,00015,000 total
Holdings
  • Stock Option (right to buy)

    Exercise: $23.53Exp: 2025-09-15ADSs (50,000 underlying)
    50,000
Footnotes (4)
  • [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
  • [F2]Represents 15,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
  • [F3]Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 09/15/2015 grant date.
  • [F4]Options become exercisable as to 20,000 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.

Documents

1 file
  • 4
    doc1.xml

    FORM 4/A