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4/A//SEC Filing

FLAMEL TECHNOLOGIES SA 4/A

Accession 0001140361-16-090149

$AVDLCIK 0001012477operating
View on SEC.govCompany Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 9:42 PM ET

Size

11.1 KB

Accession

0001140361-16-090149

Insider Transaction Report

Form 4/AAmended
Period: 2016-12-14
FLAMEL TECHNOLOGIES SAFLML
MONTEITH DAVID
See Remarks
Transactions
  • Award

    Stock Option (right to buy)

    2016-12-14+75,000→ 75,000 total
    Exercise: $10.40Exp: 2026-12-14→ ADSs (75,000 underlying)
  • Award

    ADSs

    2016-12-14+15,000→ 32,500 total
Holdings

  • Stock Option (right to buy)

    Exercise: $16.30Exp: 2024-12-11→ ADSs (110,000 underlying)
    110,000

  • Stock Option (right to buy)

    Exercise: $14.35Exp: 2025-12-10→ ADSs (35,000 underlying)
    35,000
Footnotes (5)
  • [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
  • [F2]Represents (a) 2,500 restricted ADSs granted under the issuer's "Free Share" award program on 12/11/2014, all of which will be issued to the reporting person on the fourth anniversary of the grant date; (b) 15,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date; and (c) 15,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
  • [F3]Options become exercisable as to 27,500 ADSs on each of the first four anniversaries after the 12/11/2014 grant date.
  • [F4]Options become exercisable as to 8,750 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
  • [F5]Options become exercisable as to 18,750 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.

Documents

1 file

Issuer

FLAMEL TECHNOLOGIES SA

CIK 0001012477

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001012477

Filing Metadata

Form type
4/A
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 9:42 PM ET
Size
11.1 KB
View on SEC.gov