CALPINE CORP 4
4 · CALPINE CORP · Filed Jan 4, 2017
Insider Transaction Report
Form 4
CALPINE CORPCPN
MILLER W. THADDEUS
EVP & CHIEF LEGAL OFFICER
Transactions
- Tax Payment
Common Stock, par value $0.001 per share
2016-12-31$11.43/sh−26,404$301,798→ 364,948 total
Holdings
- 40,462(indirect: By Trust)
Common Stock, par value $0.001 per share
- 17,345(indirect: By GRAT)
Common Stock, par value $0.001 per share
- 26,967(indirect: By Trust)
Common Stock, par value $0.001 per share
- 2,636(indirect: By GRAT)
Common Stock, par value $0.001 per share
- 17,097(indirect: By GRAT)
Common Stock, par value $0.001 per share
- 5,808(indirect: By GRAT)
Common Stock, par value $0.001 per share
Footnotes (2)
- [F1]Represents shares withheld by the Calpine Corporation (the "Company"), at the reporting person's request, as permitted under the Company's Amended and Restated 2008 Equity Incentive Plan (the "Equity Plan"), to satisfy the reporting person's tax withholding obligation in connection with the vesting on Saturday, December 31, 2016 of certain shares of restricted stock previously awarded to the reporting person. There was no open market sale of shares by the reporting person.
- [F2]Closing market price of the Company common stock on Friday, December 30, 2016, representing the closing price per share on the next immediately preceding day on which the New York Stock Exchange was open for trading preceding the Saturday, December 31, 2016 vesting date, as provided under the Equity Plan.