Asterias Biotherapeutics, Inc.·4

Jan 6, 5:13 PM ET

Asterias Biotherapeutics, Inc. 4

4 · Asterias Biotherapeutics, Inc. · Filed Jan 6, 2017

Insider Transaction Report

Form 4
Period: 2016-12-27
Wirth Edward
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2016-12-27$2.34/sh+2,500$5,8502,500 total
  • Sale

    Common Stock

    2016-12-27$5.00/sh2,500$12,5000 total
  • Exercise/Conversion

    Options to Purchase Common Stock

    2016-12-27+2,500192,500 total
    Exercise: $2.34From: 2013-03-10Exp: 2020-03-09Common Stock (2,500 underlying)
Footnotes (2)
  • [F1]The shares reported herein were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person.
  • [F2]Excludes 5,471 Restricted Stock Units payable in shares of the Issuer's common stock that have not vested as of the date of this Report.

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4