Energous Corp 4
4 · Energous Corp · Filed Jan 6, 2017
Insider Transaction Report
Form 4
Energous CorpWATT
RIZZONE STEPHEN R
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2016-12-30+3,870→ 156,826 total - Exercise/Conversion
Common Stock
2016-09-30+44,424→ 151,190 total - Exercise/Conversion
Performance Share Units
2016-12-30−3,870→ 559,798 total→ Common Stock (3,870 underlying) - Exercise/Conversion
Performance Share Units
2016-09-30−44,424→ 563,668 total→ Common Stock (44,424 underlying)
Footnotes (4)
- [F1]Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.
- [F2]Includes 1,766 shares acquired under the issuer's employee stock purchase plan on December 30, 2016.
- [F3]Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.
- [F4]Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.