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ESSA Bancorp, Inc.·4

Jan 31, 3:27 PM ET

ESSA Bancorp, Inc. 4

4 · ESSA Bancorp, Inc. · Filed Jan 31, 2017

Insider Transaction Report

Form 4
Period: 2017-01-27
ESSA Bancorp, Inc.ESSA
Reimer Diane K
Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2017-01-27$12.35/sh+29,733$367,203→ 89,302 total
  • Sale

    Common Stock

    2017-01-27$16.06/sh−1,440$23,126→ 60,169 total
  • Tax Payment

    Common Stock

    2017-01-27$16.00/sh−25,476$407,616→ 63,826 total
  • Exercise/Conversion

    Stock Options

    2017-01-27−29,733→ 40,485 total
    Exercise: $12.35From: 2009-05-23Exp: 2018-05-23→ Common Stock (29,733 underlying)
  • Sale

    Common Stock

    2017-01-27$16.07/sh−302$4,853→ 61,609 total
  • Sale

    Common Stock

    2017-01-27$16.05/sh−600$9,630→ 59,569 total
Holdings

  • Common Stock

    (indirect: By ESOP)
    9,904

  • Common Stock

    (indirect: By 401(k))
    22,776
Footnotes (5)
  • [F1]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  • [F2]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014.
  • [F3]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015.
  • [F4]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
  • [F5]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4