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|5Feb 13, 8:47 PM ET

HERITAGE OAKS BANCORP 5

5 · HERITAGE OAKS BANCORP · Filed Feb 13, 2017

Insider Transaction Report

Form 5
Period: 2016-12-31
HERITAGE OAKS BANCORPHEOP
OHare Daniel J
Director
Transactions
  • Purchase

    Common stock

    2016-05-31$8.04/sh+248$1,994→ 44,490 total
  • Purchase

    Common stock

    2016-08-31$8.21/sh+245$2,012→ 44,490 total
  • Purchase

    Common stock

    2016-02-29$7.35/sh+280$2,057→ 20,354 total(indirect: (2))
  • Purchase

    Common stock

    2016-05-31$8.04/sh+165$1,327→ 20,354 total(indirect: (2))
  • Purchase

    Common stock

    2016-08-31$8.21/sh+147$1,207→ 20,354 total(indirect: (2))
  • Purchase

    Common stock

    2016-02-29$7.71/sh+269$2,074→ 44,490 total
Holdings

  • Common stock

    (indirect: Restricted stock)
    3,101

  • Stock option

    Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (7,500 underlying)
    17,875

  • Stock option

    Exercise: $4.50From: 2009-02-02Exp: 2019-02-02→ Common stock (2,500 underlying)
    10,375

  • Stock option

    Exercise: $11.48From: 2008-02-01Exp: 2018-02-01→ Common stock (2,625 underlying)
    7,875

  • Stock option

    Exercise: $15.24From: 2007-11-01Exp: 2017-11-01→ Common stock (5,250 underlying)
    5,250
Footnotes (3)
  • [F1]Acquired pursuant to IRA dividend reinvestment plan. Shares are rounded to the nearest whole share.
  • [F2]Acquired pursuant to a dividend reinvestment plan. GBP&B Tax & Business Service Inc. 401(k) Daniel J. O'Hare & Allen E. Eschenbach Trustees.
  • [F3]Daniel J. O'Hare directly owns 44,490 shares, including 33,732 shares in an individual 401(k) account. His aggregate beneficial ownership is 67,945 shares

Documents

1 file
  • 5
    doc1.xmlPrimary

    FORM 5