Home/Filings/5/0001140361-17-006377
5//SEC Filing

HERITAGE OAKS BANCORP 5

Accession 0001140361-17-006377

CIK 0000921547operating

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 8:47 PM ET

Size

19.8 KB

Accession

0001140361-17-006377

Insider Transaction Report

Form 5
Period: 2016-12-31
Transactions
  • Purchase

    Common stock

    2016-05-31$8.04/sh+248$1,99444,490 total
  • Purchase

    Common stock

    2016-08-31$8.21/sh+245$2,01244,490 total
  • Purchase

    Common stock

    2016-02-29$7.35/sh+280$2,05720,354 total(indirect: (2))
  • Purchase

    Common stock

    2016-05-31$8.04/sh+165$1,32720,354 total(indirect: (2))
  • Purchase

    Common stock

    2016-08-31$8.21/sh+147$1,20720,354 total(indirect: (2))
  • Purchase

    Common stock

    2016-02-29$7.71/sh+269$2,07444,490 total
Holdings
  • Common stock

    (indirect: Restricted stock)
    3,101
  • Stock option

    Exercise: $3.10From: 2010-09-01Exp: 2020-09-01Common stock (7,500 underlying)
    17,875
  • Stock option

    Exercise: $4.50From: 2009-02-02Exp: 2019-02-02Common stock (2,500 underlying)
    10,375
  • Stock option

    Exercise: $11.48From: 2008-02-01Exp: 2018-02-01Common stock (2,625 underlying)
    7,875
  • Stock option

    Exercise: $15.24From: 2007-11-01Exp: 2017-11-01Common stock (5,250 underlying)
    5,250
Footnotes (3)
  • [F1]Acquired pursuant to IRA dividend reinvestment plan. Shares are rounded to the nearest whole share.
  • [F2]Acquired pursuant to a dividend reinvestment plan. GBP&B Tax & Business Service Inc. 401(k) Daniel J. O'Hare & Allen E. Eschenbach Trustees.
  • [F3]Daniel J. O'Hare directly owns 44,490 shares, including 33,732 shares in an individual 401(k) account. His aggregate beneficial ownership is 67,945 shares

Documents

1 file

Issuer

HERITAGE OAKS BANCORP

CIK 0000921547

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000921547

Filing Metadata

Form type
5
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 8:47 PM ET
Size
19.8 KB