Home/Filings/5/A/0001140361-17-007679
5/A//SEC Filing

PEOPLES BANCORP OF NORTH CAROLINA INC 5/A

Accession 0001140361-17-007679

$PEBKCIK 0001093672operating

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 3:56 PM ET

Size

15.3 KB

Accession

0001140361-17-007679

Insider Transaction Report

Form 5/AAmended
Period: 2015-12-31
Transactions
  • Award

    Restricted Stock Units

    2012-03-22+810810 total
    From: 2017-03-22Common Stock (810 underlying)
  • Award

    Restricted Stock Units

    2013-05-23+810810 total
    From: 2017-05-23Common Stock (810 underlying)
  • Award

    Restricted Stock Units

    2014-02-20+650650 total
    From: 2017-02-20Common Stock (650 underlying)
  • Award

    Restricted Stock Units

    2015-02-19+375375 total
    From: 2019-02-19Common Stock (375 underlying)
  • Award

    Common Stock

    2015-02-19$18.00/sh+375$6,7502,326 total
Footnotes (7)
  • [F1]The Restricted Stock Units ("RSUs") reported herein were previously reported in Table I on Form 4 or Form 5 filed with the SEC on the applicable grant date or at year end. The purpose of this Amendment is to remove the RSUs from Table I and report them instead in Table II. The revised number of Non-Derivative Securities is disclosed in Table I.
  • [F2]Each RSU represents the contingent right to receive either one share of common stock or a cash payment equal to the fair market value of one share of Common Stock, in each case upon vesting of the RSU and in accordance with the terms of the RSU Award Agreement.
  • [F3]RSUs granted on 03/22/2012 vest 100% on 03/22/2017. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock.
  • [F4]RSUs granted on 5/23/2013 vest 100% on 5/23/2017. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock.
  • [F5]RSUs granted on 2/20/2014 vest 100% on 2/20/2017. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock.
  • [F6]RSUs granted on 2/19/2015 vest 100% on 2/19/2019. Upon vesting, the reporting person will receive 1/3 of the RSUs in the form of cash and 2/3 in the form of shares of Common Stock.
  • [F7]No Expiration Date.

Documents

1 file

Issuer

PEOPLES BANCORP OF NORTH CAROLINA INC

CIK 0001093672

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001093672

Filing Metadata

Form type
5/A
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 3:56 PM ET
Size
15.3 KB