Pathfinder Bancorp, Inc. 4
4 · Pathfinder Bancorp, Inc. · Filed Feb 21, 2017
Insider Transaction Report
Form 4
MERVINE EDWARD
SVP & General Counsel
Transactions
- Award
Common Stock
2016-05-06+7,381→ 7,441 total - Exercise/Conversion
Common Stock
2016-05-13$5.46/sh+1,000$5,464→ 8,441 total - Exercise/Conversion
Common Stock
2017-02-01$5.46/sh+2,000$10,928→ 10,441 total - Award
Stock Options
2016-05-06+15,816→ 15,816 totalExercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (15,816 underlying) - Exercise/Conversion
Stock Options
2017-02-01−2,000→ 19,237 totalExercise: $5.46From: 2012-06-23Exp: 2021-06-23→ Common Stock (2,000 underlying)
Holdings
- 9,824(indirect: By IRA)
Common Stock
- 4,981(indirect: By ESOP)
Common Stock
- 10,790(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.
- [F2]Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.
- [F3]Stock options vest at a rate of 20% per year commencing on June 23, 2012