CHIMERA INVESTMENT CORP 4
4 · CHIMERA INVESTMENT CORP · Filed Feb 21, 2017
Insider Transaction Report
Form 4
LAMBIASE MATTHEW
DirectorCEO, President and Director
Transactions
- Award
Common Stock
2017-02-16+29,378→ 283,305 total - Tax Payment
Common Stock
2017-02-16$18.71/sh−4,055$75,869→ 279,250 total
Holdings
- 37,600(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
- [F2]The reporting person elected to defer share settlement until separation of service.
- [F3]Each RSU has the economic equivalent of one share of Chimera common stock.
- [F4]Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.
- [F5]Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made in February 2016.