PEOPLES BANCORP OF NORTH CAROLINA INC 5/A

Accession 0001140361-17-008640

$PEBKCIK 0001093672operating

View on SEC.gov Company Profile

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 4:44 PM ET

Size

29.6 KB

Accession

0001140361-17-008640

Insider Transaction Report

Form 5/AAmended

Period: 2016-12-31

PEOPLES BANCORP OF NORTH CAROLINA INCPEBK

LAMPRON A JOSEPH

EVP and CFO

Transactions

Small Acquisition
Common Stock
2016-09-01$22.14/sh+32$708→ 7,759.347 total
Award
Restricted Stock Units
2014-02-20+2,728→ 2,728 total
From: 2017-02-20→ Common Stock (2,728 underlying)
Small Acquisition
Common Stock
2016-01-29$19.22/sh+54$1,038→ 7,492.347 total
Small Acquisition
Common Stock
2016-07-28$20.60/sh+77$1,586→ 7,727.347 total
Small Acquisition
Common Stock
2016-10-28$20.99/sh+75$1,574→ 7,834.347 total
Award
Restricted Stock Units
2012-03-22+6,370→ 6,370 total
From: 2017-03-22→ Common Stock (6,370 underlying)
Award
Restricted Stock Units
2013-05-23+3,410→ 3,410 total
From: 2017-05-23→ Common Stock (3,410 underlying)
Small Acquisition
Common Stock
2016-06-15$19.45/sh+26$506→ 7,650.347 total
Small Acquisition
Common Stock
2016-11-30$22.90/sh+19$435→ 7,853.347 total
Small Acquisition
Common Stock
2016-02-16$18.79/sh+22$413→ 7,514.347 total
Small Acquisition
Common Stock
2016-02-24$18.79/sh+23$432→ 7,537.347 total
Small Acquisition
Common Stock
2016-05-02$19.35/sh+87$1,683→ 7,624.347 total
Award
Common Stock
2016-12-20$23.50/sh+42$987→ 7,895.347 total
Award
Restricted Stock Units
2015-02-19+1,665→ 1,665 total
From: 2019-02-19→ Common Stock (1,665 underlying)

Footnotes (9)

[F1]The Restricted Stock Units ("RSUs") reported herein were previously reported in Table I on Form 4 or Form 5 filed with the SEC on the applicable grant date or at year end. The purpose of this filing is to remove the RSUs from Table I and report them instead in Table II. The revised number of Non-Derivative Securities owned is disclosed in Table I.
[F2]Each RSU represents the contingent right to receive either one share of Common Stock or a cash payment equal to the fair market value of one share of Common Stock, in each case upon vesting of the RSU and in accordance with the terms of the RSU Award Agreement.
[F3]RSUs granted on 03/22/2012 vest 100% on 03/22/2017. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock.
[F4]RSUs granted on 05/23/2013 vest 100% on 05/23/2017. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock.
[F5]RSUs granted on 02/20/2014 vest 100% on 02/20/2017. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock.
[F6]RSUs granted on 02/19/2015 vest 100% on 02/19/2019. Upon vesting, the reporting person will receive 1/2 of the RSUs in the form of cash and 1/2 in the form of shares of Common Stock.
[F7]No Expiration Date
[F8]Shares acquired through Directors and Officers Deferral Plan.
[F9]Shares received as Service Award for 15 years of service.

Documents

1 file

5
doc1.xml
FORM 5/A

Issuer

PEOPLES BANCORP OF NORTH CAROLINA INC

CIK 0001093672

→

Entity typeoperating

IncorporatedNC

Related Parties

filerCIK 0001093672

Filing Metadata

Form type: 5/A
Filed: Feb 21, 7:00 PM ET
Accepted: Feb 22, 4:44 PM ET
Size: 29.6 KB

View on SEC.gov