XCEL ENERGY INC 4
4 · XCEL ENERGY INC · Filed Feb 23, 2017
Insider Transaction Report
Form 4
McDaniel Marvin E. Jr.
VP and CAO
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-02-21−5,987.272→ 0 total→ Common Stock (5,987.272 underlying) - Award
Common Stock
2017-02-21+30,793.381→ 99,871.204 total - Exercise/Conversion
Common Stock
2017-02-21+5,987.272→ 105,858.476 total - Tax Payment
Common Stock
2017-02-21$42.00/sh−17,555.52$737,332→ 88,301.823 total
Holdings
- 9,198.032(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]This amount also includes 226.670 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
- [F2]Restricted stock units are settled in common stock on a one-for-one basis.
- [F3]A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
- [F4]Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 21, 2017).
- [F5]Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,389 units.
- [F6]Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.