KKR & Co. L.P. 4
4 · KKR & Co. L.P. · Filed Feb 24, 2017
Insider Transaction Report
Form 4
Janetschek William J
Chief Financial Officer
Transactions
- Conversion
Common Units
2017-02-23+170,827→ 230,591 total - Conversion
KKR Holdings L.P. Units
2017-02-23−170,827→ 3,550,000 total→ Common Units (170,827 underlying) - Gift
Common Units
2017-02-24−170,827→ 59,764 total
Footnotes (3)
- [F1]KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged such KKR Group Partnership Units for common units of KKR & Co. L.P. in each case as described in footnote 2 below.
- [F2]Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis.
- [F3]All exchanged units were gifted to a charitable organization.