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SI Financial Group, Inc. 4

Accession 0001140361-17-009767

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 6:13 PM ET

Size

14.1 KB

Accession

0001140361-17-009767

Insider Transaction Report

Form 4
Period: 2017-02-26
SI Financial Group, Inc.SIFI
Gervais Laurie L
Senior Vice President of the B
Transactions
  • Tax Payment

    Common Stock

    2017-02-26$14.80/sh−2,040$30,192→ 25,869 total
Holdings

  • Stock Options

    Exercise: $9.40From: 2012-02-16Exp: 2021-02-16→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    (indirect: By 401(k))
    20,676

  • Common Stock

    (indirect: By Children)
    449

  • Common Stock

    (indirect: By Children)
    449

  • Common Stock

    (indirect: By ESOP)
    7,784

  • Common Stock

    (indirect: By Performance Stock Award)
    0

  • Common Stock

    (indirect: By Stock Award II)
    3,333

  • Stock Options

    Exercise: $5.68From: 2011-02-24Exp: 2021-02-16→ Common Stock (4,490 underlying)
    4,490

  • Stock Options

    Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (30,000 underlying)
    30,000
Footnotes (6)
  • [F1]Since the reporting person's last report, 5,000 shares previously held by Performance Stock Award have vested and are now owned directly.
  • [F2]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
  • [F3]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
  • [F5]Stock Options are fully vested and exercisable.
  • [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 6:13 PM ET
Size
14.1 KB
View on SEC.gov