YuMe Inc 4

4 · YuMe Inc · Filed Feb 28, 2017

Form 4

Period: 2017-02-26

Chief Revenue Officer

Transactions

Exercise/Conversion
Common Stock
2017-02-26+20,750→ 20,776 total
Tax Payment
Common Stock
2017-02-26$3.60/sh−9,085$32,706→ 11,691 total
Exercise/Conversion
Restricted Stock Units
2017-02-26−20,750→ 0 total
→ Common Stock (20,750 underlying)

Footnotes (4)

[F1]Reflects an adjustment of 26 shares to correct the Form 3 filed on November 16, 2016 in which, as the result of an administrative error, 26 shares of Common Stock beneficially owned by the Reporting Person were omitted.
[F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
[F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
[F4]The restricted stock units vested in full on February 26, 2017. Shares of the Issuer's common stock were delivered to the reporting person upon vesting.

Documents

1 file