4//SEC Filing
YuMe Inc 4
Accession 0001140361-17-009814
CIK 0001415624operating
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 9:44 PM ET
Size
9.2 KB
Accession
0001140361-17-009814
Insider Transaction Report
Form 4
YuMe IncYUME
HUDES MICHAEL
Chief Revenue Officer
Transactions
- Exercise/Conversion
Common Stock
2017-02-26+20,750→ 20,776 total - Tax Payment
Common Stock
2017-02-26$3.60/sh−9,085$32,706→ 11,691 total - Exercise/Conversion
Restricted Stock Units
2017-02-26−20,750→ 0 total→ Common Stock (20,750 underlying)
Footnotes (4)
- [F1]Reflects an adjustment of 26 shares to correct the Form 3 filed on November 16, 2016 in which, as the result of an administrative error, 26 shares of Common Stock beneficially owned by the Reporting Person were omitted.
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F4]The restricted stock units vested in full on February 26, 2017. Shares of the Issuer's common stock were delivered to the reporting person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001415624
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 9:44 PM ET
- Size
- 9.2 KB