ASTEC INDUSTRIES INC 4
4 · ASTEC INDUSTRIES INC · Filed Mar 1, 2017
Insider Transaction Report
Form 4
Swanson Malcolm L
President-Astec, Inc.
Transactions
- Award
Common Stock
2017-02-28+1,170→ 1,170 total
Holdings
- 160
Common Stock
- 1,417.535
Phantom Stock
→ Common Stock (1,417.535 underlying) - 340.838(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Shares held in 401k are based upon plan statement dated February 28, 2017.
- [F2]Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.
- [F3]Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.