BankFinancial CORP 4
4 · BankFinancial CORP · Filed Mar 1, 2017
Insider Transaction Report
Form 4
PALMER JOHN W
Director
Transactions
- Exercise/Conversion
Stock Options (Right to Buy)
2017-02-27−35,000→ 0 totalExercise: $11.99Exp: 2017-06-26→ Common Stock (35,000 underlying) - Exercise/Conversion
Common Stock
2017-02-27$11.99/sh+35,000$419,650→ 37,525 total - Tax Payment
Common Stock
2017-02-27$14.90/sh−28,165$419,659→ 9,360 total
Holdings
- 864,562(indirect: By Financial Edge Fund, L.P.)
Common Stock
- 251,545(indirect: By Goodbody/PL Capital, L.P.)
Common Stock
- 159,488(indirect: By PL Capital/Focused Fund, L.P.)
Common Stock
- 354,575(indirect: By Financial Edge-Strategic Fund, L.P.)
Common Stock
- 45,019(indirect: by Albernet OU)
Common Stock
Footnotes (6)
- [F1]Financial Edge Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]Financial Edge-Strategic Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
- [F3]Goodbody/PL Capital, L.P. is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
- [F4]PL Capital/Focused Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F5]Albernet OU is an Estonian company. PL Capital Advisors, LLC has certain discretionary authority over the shares of the reported securities held by Albernet OU. Mr. Palmer is the holder of a 50% interest in PL Capital Advisors, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any.
- [F6]The stock options vest and become exercisable in four equal installments on 9/30/15, 12/31/15, 3/31/16 and 6/30/16.