BioRestorative Therapies, Inc. 4
4 · BioRestorative Therapies, Inc. · Filed Mar 2, 2017
Insider Transaction Report
Form 4
Tonna Paul Jude
Director
Transactions
- Award
Warrant
2017-03-01+30,000→ 30,000 totalExercise: $4.00From: 2017-03-01Exp: 2022-03-01→ Common Stock (30,000 underlying) - Award
Common Stock
2017-03-01$3.00/sh+30,000$90,000→ 36,000 total
Holdings
- 1,400
Warrant
Exercise: $15.00From: 2014-08-01Exp: 2019-07-11→ Common Stock (1,400 underlying) - 100
Warrant
Exercise: $15.00From: 2014-08-01Exp: 2019-07-31→ Common Stock (100 underlying) - 25,000
Option
Exercise: $4.70Exp: 2024-10-23→ Common Stock (25,000 underlying) - 64,000
Option
Exercise: $3.73Exp: 2026-06-10→ Common Stock (64,000 underlying) - 15,000
Option
Exercise: $4.70Exp: 2024-06-27→ Common Stock (15,000 underlying) - 60,000
Option
Exercise: $4.70Exp: 2025-09-04→ Common Stock (60,000 underlying)
Footnotes (6)
- [F1]In exchange for accrued director fees.
- [F2]The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016.
- [F3]Owned jointly with wife.
- [F4]The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017.
- [F5]The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.
- [F6]The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018.