4//SEC Filing
HERITAGE OAKS BANCORP 4
Accession 0001140361-17-010377
CIK 0000921547operating
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 7:36 PM ET
Size
13.0 KB
Accession
0001140361-17-010377
Insider Transaction Report
Form 4
Transactions
- Disposition to Issuer
Common stock
2017-03-02$13.95/sh−3,082$42,994→ 3,083 total(indirect: Restricted stock) - Award
Common stock
2017-03-02$13.95/sh+3,082$42,994→ 178,419 total
Holdings
- 6,706(indirect: Restricted stock)
Common stock
- 6,165(indirect: Restricted stock - performance based)
Common stock
- 39,213
ISO stock option
Exercise: $7.65From: 2015-02-03Exp: 2024-02-03→ Common stock (39,213 underlying) - 7,081(indirect: Restricted stock - performance based)
Common Stock
- 25,510
ISO stock option
Exercise: $7.84From: 2016-03-02Exp: 2025-03-02→ Common stock (25,510 underlying) - 19,078
NQ stock option
Exercise: $7.84From: 2016-03-02Exp: 2025-03-02→ Common stock (19,078 underlying)
Footnotes (5)
- [F1]Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014.
- [F2]Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015.
- [F3]Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017.
- [F4]Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive.
- [F5]Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016.
Documents
Issuer
HERITAGE OAKS BANCORP
CIK 0000921547
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000921547
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 7:36 PM ET
- Size
- 13.0 KB