HERITAGE OAKS BANCORP 4

4 · HERITAGE OAKS BANCORP · Filed Mar 3, 2017

Form 4

Period: 2017-03-01

EVP / Chief Credit Officer

Transactions

Disposition to Issuer
Common stock
2017-03-01$13.93/sh−1,135$15,811→ 0 total(indirect: Restricted stock)
Award
Common stock
2017-03-02$13.95/sh+484$6,752→ 7,792 total
Award
Common stock
2017-03-01$14.27/sh+602$8,591→ 7,308 total
Disposition to Issuer
Common stock
2017-03-02$13.95/sh−893$12,457→ 893 total(indirect: Restricted stock)

Holdings

Common stock
(indirect: Restricted stock)
8,130
Stock option
Exercise: $7.84From: 2016-03-02Exp: 2025-03-02→ Common stock (6,458 underlying)
28,458
Common stock
(indirect: Restricted stock)
6,666
Stock option
Exercise: $7.01From: 2015-09-02Exp: 2024-09-02→ Common stock (8,364 underlying)
22,000
Stock option
Exercise: $7.75From: 2015-03-03Exp: 2024-03-03→ Common stock (4,384 underlying)
13,636
Stock option
Exercise: $6.15From: 2014-07-01Exp: 2023-07-01→ Common stock (9,252 underlying)
9,252

Footnotes (6)

[F1]Vesting of restricted stock award, less 409 shares sold to cover taxes.
[F2]Vesting of restricted stock award, less 533 shares sold to cover taxes.
[F3]Restricted stock award vests equally over three years, beginning on July 1, 2016.
[F4]Restricted stock award vests equally over three years, beginning on March 2, 2016.
[F5]Restricted stock award vests equally over three years, beginning on April 1, 2017.
[F6]Restricted stock award vests equally over three years, beginning on March 1, 2015.

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