4//SEC Filing
YuMe Inc 4
Accession 0001140361-17-010792
CIK 0001415624operating
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 9:18 PM ET
Size
11.2 KB
Accession
0001140361-17-010792
Insider Transaction Report
Form 4
YuMe IncYUME
HUDES MICHAEL
Chief Revenue Officer
Transactions
- Exercise/Conversion
Common Stock
2017-03-02+8,134→ 19,825 total - Exercise/Conversion
Restricted Stock Units
2017-03-02−8,134→ 32,532 total→ Common Stock (8,134 underlying) - Tax Payment
Common Stock
2017-03-02$3.63/sh−2,984$10,832→ 16,841 total - Award
Restricted Stock Units
2017-03-03+58,137→ 58,137 total→ Common Stock (58,137 underlying)
Footnotes (4)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 2, 2016. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
- [F4]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 3, 2017. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001415624
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 9:18 PM ET
- Size
- 11.2 KB