4//SEC Filing
YuMe Inc 4
Accession 0001140361-17-010795
CIK 0001415624operating
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 9:20 PM ET
Size
12.0 KB
Accession
0001140361-17-010795
Insider Transaction Report
Form 4
YuMe IncYUME
SANKARAN AYYAPPAN
DirectorEVP, ENGINEERING & CTO
Transactions
- Exercise/Conversion
Common Stock
2017-03-02+17,084→ 128,076 total - Tax Payment
Common Stock
2017-03-02$3.63/sh−6,316$22,927→ 121,760 total - Exercise/Conversion
Restricted Stock Units
2017-03-02−17,084→ 68,333 total→ Common Stock (17,084 underlying) - Award
Restricted Stock Units
2017-03-03+78,179→ 78,179 total→ Common Stock (78,179 underlying)
Holdings
- 795,363(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 2, 2016. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
- [F4]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 3, 2017. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001415624
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 9:20 PM ET
- Size
- 12.0 KB