YuMe Inc 4
4 · YuMe Inc · Filed Mar 6, 2017
Insider Transaction Report
Form 4
YuMe IncYUME
SANKARAN AYYAPPAN
DirectorEVP, ENGINEERING & CTO
Transactions
- Exercise/Conversion
Common Stock
2017-03-02+17,084→ 128,076 total - Tax Payment
Common Stock
2017-03-02$3.63/sh−6,316$22,927→ 121,760 total - Exercise/Conversion
Restricted Stock Units
2017-03-02−17,084→ 68,333 total→ Common Stock (17,084 underlying) - Award
Restricted Stock Units
2017-03-03+78,179→ 78,179 total→ Common Stock (78,179 underlying)
Holdings
- 795,363(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 are withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 2, 2016. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
- [F4]The restricted stock units vest over three years in six equal installments every 6 months commencing on September 3, 2017. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.