4//SEC Filing
DYNEGY INC. 4
Accession 0001140361-17-011240
CIK 0001379895operating
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 5:18 PM ET
Size
9.2 KB
Accession
0001140361-17-011240
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Cox Julius
Executive Vice PresidentOther
Transactions
- Exercise/Conversion
Common Stock
2017-03-08+5,543→ 43,618 total - Exercise/Conversion
Restricted Stock Units
2017-03-08−5,543→ 11,086 total→ Common Stock (5,543 underlying) - Tax Payment
Common Stock
2017-03-08$7.62/sh−1,515$11,544→ 42,103 total
Footnotes (5)
- [F1]Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
- [F2]These restricted stock units were withheld to pay the taxes applicable to the vesting of 5,543 units of restricted stock on March 8, 2017.
- [F3]Reflects closing stock price on March 8, 2017.
- [F4]Amount includes 2,334 restricted stock units that vest on March 3, 2018 and 23,567 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
- [F5]On March 8, 2016, the reporting person was granted 16,629 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001379895
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 5:18 PM ET
- Size
- 9.2 KB