DYNEGY INC. 4
4 · DYNEGY INC. · Filed Mar 9, 2017
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Jones Henry D.
EVP & Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2017-03-08+11,130→ 104,339 total - Tax Payment
Common Stock
2017-03-08$7.62/sh−4,486$34,183→ 99,853 total - Exercise/Conversion
Restricted Stock Units
2017-03-08−11,130→ 22,261 total→ Common Stock (11,130 underlying)
Footnotes (5)
- [F1]Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
- [F2]These restricted stock units were withheld to pay the taxes applicable to the vesting of 11,130 units of restricted stock on March 8, 2017.
- [F3]Reflects closing stock price on March 8, 2017.
- [F4]Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 39,277 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
- [F5]On March 8, 2016, the reporting person was granted 33,391 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.