DYNEGY INC. 4
4 · DYNEGY INC. · Filed Mar 9, 2017
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Daley Martin W.
EVP and COO
Transactions
- Exercise/Conversion
Common Stock
[F1]2017-03-08+6,113→ 53,104 total - Tax Payment
Common Stock
[F2][F3][F4]2017-03-08$7.62/sh−2,897$22,075→ 50,207 total - Exercise/Conversion
Common Stock
[F6]2017-03-08+294→ 798 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2017-03-08$7.62/sh−294$2,240→ 504 total(indirect: By Spouse) - Exercise/Conversion
Restricted Stock Units
[F1][F5]2017-03-08−6,113→ 12,227 total→ Common Stock (6,113 underlying) - Exercise/Conversion
Restricted Stock Units
[F6]2017-03-08−294→ 588 total(indirect: By Spouse)→ Common Stock (294 underlying)
Footnotes (6)
- [F1]Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
- [F2]These restricted stock units were withheld to pay the taxes applicable to the vesting of 6,113 units of restricted stock on March 8, 2017.
- [F3]Reflects closing stock price on March 8, 2017.
- [F4]Amount includes 2,355 restricted stock units that vest on March 3, 2018 and 31,422 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
- [F5]On March 8, 2016, the reporting person was granted 18,340 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.
- [F6]Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. The restricted stock units become payable in cash after the vesting date. On March 8, 2017, 294 restricted stock units vested and were settled in cash based upon the closing stock price of $7.62 on March 8, 2017.
Signature
/s/ Heidi D. Lewis, Attorney-in-Fact|2017-03-09