DYNEGY INC. 4
4 · DYNEGY INC. · Filed Mar 9, 2017
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Ellis Dean
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2017-03-08+2,059→ 14,449 total - Exercise/Conversion
Restricted Stock Units
2017-03-08−2,059→ 4,118 total→ Common Stock (2,059 underlying) - Disposition to Issuer
Common Stock
2017-03-08$7.62/sh−2,059$15,690→ 12,390 total
Footnotes (2)
- [F1]Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. The restricted stock units become payable in cash after the vesting date. On March 8, 2017, 2,059 restricted stock units vested and were settled in cash based upon the closing stock price of $7.62 on March 8, 2017.
- [F2]Amount includes 662 restricted stock units that vest on March 3, 2018 and 9,252 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.