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ESSA Bancorp, Inc. 4

Accession 0001140361-17-012353

CIK 0001382230operating

View on SEC.gov Company Profile

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 4:34 PM ET

Size

11.9 KB

Accession

0001140361-17-012353

Insider Transaction Report

Form 4

Period: 2017-03-13

ESSA Bancorp, Inc.ESSA

Vice President

Transactions

Sale
Common Stock
2017-03-13$15.25/sh−454$6,924→ 15,746 total
Exercise/Conversion
Common Stock
2017-03-15$12.35/sh+15,655$193,339→ 31,401 total
Exercise/Conversion
Stock Options
2017-03-15+15,655→ 10,850 total
Exercise: $12.35From: 2009-05-23Exp: 2018-05-23→ Common Stock (15,655 underlying)

Holdings

Common Stock
(indirect: By IRA)
1,691
Common Stock
(indirect: By ESOP)
10,498
Common Stock
(indirect: By 401(k))
34,993
Common Stock
(indirect: By Children)
2,600

Footnotes (5)

[F1]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
[F2]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014.
[F3]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015.
[F4]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
[F5]Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

ESSA Bancorp, Inc.

CIK 0001382230

Entity typeoperating

Related Parties

1

filerCIK 0001382230

Filing Metadata

Form type: 4
Filed: Mar 15, 8:00 PM ET
Accepted: Mar 16, 4:34 PM ET
Size: 11.9 KB

View on SEC.gov