4//SEC Filing
VIVEVE MEDICAL, INC. 4
Accession 0001140361-17-012865
CIK 0000879682operating
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 5:22 PM ET
Size
10.5 KB
Accession
0001140361-17-012865
Insider Transaction Report
Form 4
Stonepine Capital Management, LLC
Director10% Owner
Transactions
- Purchase
Common Stock
2017-03-17$4.00/sh+1,250,000$5,000,000→ 3,849,711 total(indirect: See Notes)
STONEPINE CAPITAL, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2017-03-17$4.00/sh+1,250,000$5,000,000→ 3,849,711 total(indirect: See Notes)
Plexico Jon M
Director10% Owner
Transactions
- Purchase
Common Stock
2017-03-17$4.00/sh+1,250,000$5,000,000→ 3,849,711 total(indirect: See Notes)
LYNCH TIMOTHY P
Director10% Owner
Transactions
- Purchase
Common Stock
2017-03-17$4.00/sh+1,250,000$5,000,000→ 3,849,711 total(indirect: See Notes)
Footnotes (2)
- [F1]The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds.
- [F2]Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein.
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879682
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 5:22 PM ET
- Size
- 10.5 KB