4//SEC Filing
Alteryx, Inc. 4
Accession 0001140361-17-013805
CIK 0001689923operating
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 5:32 PM ET
Size
12.0 KB
Accession
0001140361-17-013805
Insider Transaction Report
Form 4
Das Jayendra
Director10% Owner
Transactions
- Conversion
Series B Preferred Stock
2017-03-29−700,390→ 0 total(indirect: By Sapphire Ventures Fund I, L.P.)→ Class B Common Stock (700,390 underlying) - Conversion
Series A Preferred Stock
2017-03-29−5,491,893→ 0 total(indirect: By Sapphire Ventures Fund I, L.P.)→ Class B Common Stock (5,491,893 underlying) - Conversion
Class B Common Stock
2017-03-29+6,192,283→ 6,192,283 total(indirect: By Sapphire Ventures Fund I, L.P.)→ Class A Common Stock (6,192,283 underlying)
Footnotes (4)
- [F1]In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated.
- [F2]Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
- [F3]Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
- [F4]Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein.
Documents
Issuer
Alteryx, Inc.
CIK 0001689923
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001689923
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 5:32 PM ET
- Size
- 12.0 KB