4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-17-014209
$XXIICIK 0001347858operating
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 4:57 PM ET
Size
13.1 KB
Accession
0001140361-17-014209
Insider Transaction Report
Form 4
Moynihan Michael Robert
VICE PRESIDENT OF R&D
Transactions
- Exercise of In-Money
Common Stock
2017-03-31$0.60/sh+150,000$90,000→ 1,038,934 total - Tax Payment
Common Stock
2017-03-31$1.25/sh−71,714$90,001→ 967,220 total - Exercise of In-Money
Warrant to Purchase
2017-03-31−150,000→ 0 totalExercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (150,000 underlying)
Holdings
- 90,000
Stock Option
Exercise: $0.82From: 2016-04-29Exp: 2026-04-29→ Common Stock (90,000 underlying) - 100,000
Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (100,000 underlying) - 75,000
Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (75,000 underlying) - 194,529
Stock Option
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (194,529 underlying)
Footnotes (1)
- [F1]Mr. Moynihan exercised warrants via a cashless exercise prior to the Issuer's blackout period commencing April 1, 2017, in advance of the May 15, 2017 expiration date of the warrants.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 4:57 PM ET
- Size
- 13.1 KB