22nd Century Group, Inc. 4
4 · 22nd Century Group, Inc. · Filed Mar 31, 2017
Insider Transaction Report
Form 4
Moynihan Michael Robert
VICE PRESIDENT OF R&D
Transactions
- Exercise of In-Money
Common Stock
2017-03-31$0.60/sh+150,000$90,000→ 1,038,934 total - Tax Payment
Common Stock
2017-03-31$1.25/sh−71,714$90,001→ 967,220 total - Exercise of In-Money
Warrant to Purchase
2017-03-31−150,000→ 0 totalExercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (150,000 underlying)
Holdings
- 90,000
Stock Option
Exercise: $0.82From: 2016-04-29Exp: 2026-04-29→ Common Stock (90,000 underlying) - 100,000
Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (100,000 underlying) - 75,000
Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (75,000 underlying) - 194,529
Stock Option
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (194,529 underlying)
Footnotes (1)
- [F1]Mr. Moynihan exercised warrants via a cashless exercise prior to the Issuer's blackout period commencing April 1, 2017, in advance of the May 15, 2017 expiration date of the warrants.