Home/Filings/4/0001140361-17-014500
4//SEC Filing

FOUR OAKS FINCORP INC 4

Accession 0001140361-17-014500

CIK 0001040799operating

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 11:10 AM ET

Size

12.9 KB

Accession

0001140361-17-014500

Insider Transaction Report

Form 4
Period: 2017-03-31
Herring Lisa S
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2017-03-31$5.75/sh+500$2,87526,302 total
  • Exercise/Conversion

    Common Stock

    2017-03-31$8.50/sh+500$4,25026,802 total
  • Exercise/Conversion

    Employee stock option (right to buy)

    2017-03-31+5000 total
    Exercise: $8.50From: 2016-03-24Exp: 2019-02-24Common Stock (500 underlying)
  • Exercise/Conversion

    Employee stock option (right to buy)

    2017-03-31+5000 total
    Exercise: $5.75From: 2015-03-11Exp: 2018-03-11Common Stock (500 underlying)
Holdings
  • Common Stock

    (indirect: By son)
    144
  • Common Stock

    (indirect: By daughter)
    153
  • Common Stock

    (indirect: By son)
    152
Footnotes (3)
  • [F1]Reflects adjustment of share ownership in connection with a one for five reverse stock split effected on March 8, 2017 (the "Reverse Stock Split").
  • [F2]This option was previously reported as covering 2,500 shares at an exercise price of $1.15 per share, but was adjusted to reflect the Reverse Stock Split.
  • [F3]This option was previously reported as covering 2,500 shares at an exercise price of $1.70 per share, but was adjusted to reflect the Reverse Stock Split.

Documents

1 file

Issuer

FOUR OAKS FINCORP INC

CIK 0001040799

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001040799

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 11:10 AM ET
Size
12.9 KB