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|4Apr 4, 11:10 AM ET

FOUR OAKS FINCORP INC 4

4 · FOUR OAKS FINCORP INC · Filed Apr 4, 2017

Insider Transaction Report

Form 4
Period: 2017-03-31
FOUR OAKS FINCORP INCFOFN
Herring Lisa S
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2017-03-31$5.75/sh+500$2,875→ 26,302 total
  • Exercise/Conversion

    Common Stock

    2017-03-31$8.50/sh+500$4,250→ 26,802 total
  • Exercise/Conversion

    Employee stock option (right to buy)

    2017-03-31+500→ 0 total
    Exercise: $8.50From: 2016-03-24Exp: 2019-02-24→ Common Stock (500 underlying)
  • Exercise/Conversion

    Employee stock option (right to buy)

    2017-03-31+500→ 0 total
    Exercise: $5.75From: 2015-03-11Exp: 2018-03-11→ Common Stock (500 underlying)
Holdings

  • Common Stock

    (indirect: By son)
    144

  • Common Stock

    (indirect: By daughter)
    153

  • Common Stock

    (indirect: By son)
    152
Footnotes (3)
  • [F1]Reflects adjustment of share ownership in connection with a one for five reverse stock split effected on March 8, 2017 (the "Reverse Stock Split").
  • [F2]This option was previously reported as covering 2,500 shares at an exercise price of $1.15 per share, but was adjusted to reflect the Reverse Stock Split.
  • [F3]This option was previously reported as covering 2,500 shares at an exercise price of $1.70 per share, but was adjusted to reflect the Reverse Stock Split.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4