$ASTE·4

ASTEC INDUSTRIES INC · Apr 11, 11:19 AM ET

ASTEC INDUSTRIES INC 4

4 · ASTEC INDUSTRIES INC · Filed Apr 11, 2017

Insider Transaction Report

Form 4
Period: 2017-04-07
Swanson Malcolm L
President-Astec, Inc.
Transactions
  • Award

    Phantom Stock

    2017-04-07$62.01/sh+225.232$13,9661,645.147 total
    Common Stock (225.232 underlying)
Holdings
  • Common Stock

    1,170
  • Common Stock

    (indirect: By 401(k))
    356.038
  • Common Stock

    160
Footnotes (3)
  • [F1]Shares held in 401k are based upon plan statement dated April 11, 2017.
  • [F2]Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
  • [F3]Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4