CARDINAL FINANCIAL CORP 4

4 · CARDINAL FINANCIAL CORP · Filed Apr 19, 2017

Form 4

Period: 2017-04-18

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2017-04-18$11.74/sh+20,000$234,800→ 37,676 total
Exercise/Conversion
Stock Option
2017-04-18−27,000→ 0 total
Exercise: $16.58Exp: 2023-02-13→ Common Stock (27,000 underlying)
Exercise/Conversion
Stock Option
2017-04-18−27,000→ 0 total
Exercise: $16.54Exp: 2024-02-19→ Common Stock (27,000 underlying)
Exercise/Conversion
Stock Option
2017-04-18−1,333→ 667 total
Exercise: $19.18Exp: 2026-02-16→ Common Stock (1,333 underlying)
Exercise/Conversion
Common Stock
2017-04-18$16.58/sh+27,000$447,660→ 64,676 total
Exercise/Conversion
Stock Option
2017-04-18−20,000→ 0 total
Exercise: $11.74Exp: 2021-01-26→ Common Stock (20,000 underlying)
Exercise/Conversion
Stock Option
2017-04-18−16,000→ 0 total
Exercise: $20.05Exp: 2025-03-18→ Common Stock (16,000 underlying)
Exercise/Conversion
Common Stock
2017-04-18$19.18/sh+1,333$25,567→ 109,009 total
Exercise/Conversion
Common Stock
2017-04-18$16.54/sh+27,000$446,580→ 91,676 total
Exercise/Conversion
Common Stock
2017-04-18$20.05/sh+16,000$320,800→ 107,676 total
Sale
Common Stock
2017-04-18$27.90/sh−91,333$2,548,547→ 17,676 total

Footnotes (5)

[F1]The stock options vested 20% per year beginning on January 26, 2012.
[F2]The stock options vested as follows: 25% on February 13, 2013 and 25% on the anniversary date of the grant for three years.
[F3]The stock options vested as follows: 1/3 on February 19, 2014 and 1/3 on the anniversary date of the grant for two years.
[F4]The stock options vested as follows: 1/3 on March 18, 2015 and 1/3 on the anniversary date of the grant for two years.
[F5]The stock options vested as follows: 1/3 on February 16, 2016 and 1/3 on the anniversary date of the grant for two years.

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