3//SEC Filing
KKR TV SPN GP Ltd 3
Accession 0001140361-17-018531
CIK 0001631596other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 8:57 PM ET
Size
26.9 KB
Accession
0001140361-17-018531
Insider Transaction Report
Form 3
KKR REFT Holdings GP LLC
10% Owner
Holdings
- 20,000,000(indirect: See Footnotes)
Common Stock
- 3,758,616(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying)
KKR Financial Holdings LLC
10% Owner
Holdings
- 3,758,616(indirect: See Footnotes)
Common Stock
- 20,000,000(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying)
Holdings
- 20,000,000(indirect: See Footnotes)
Common Stock
- 3,758,616(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying)
KKR Tactical Value SPN L.P.
10% Owner
Holdings
- 3,758,616(indirect: See Footnotes)
Common Stock
- 20,000,000(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying)
KKR Associates TV SPN L.P.
10% Owner
Holdings
- 3,758,616(indirect: See Footnotes)
Common Stock
- 20,000,000(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying)
KKR TV SPN GP Ltd
10% Owner
Holdings
- 3,758,616(indirect: See Footnotes)
Common Stock
- 20,000,000(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying)
Tactical Value SPN-SPV GP LLC
10% Owner
Holdings
- 3,758,616(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying) - 20,000,000(indirect: See Footnotes)
Common Stock
KKR REFT Asset Holdings LLC
10% Owner
Holdings
- 20,000,000(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying) - 3,758,616(indirect: See Footnotes)
Common Stock
KKR REFT Holdings L.P.
10% Owner
Holdings
- 20,000,000(indirect: See Footnotes)
Common Stock
- 3,758,616(indirect: See Footnotes)
Common Stock
- (indirect: See Footnotes)
Special Voting Preferred Stock
→ Common Stock (1 underlying)
Footnotes (7)
- [F1]Shares of common stock ("Common Stock") of KKR Real Estate Finance Trust Inc. (the "Issuer") are held by KKR REFT Holdings L.P. The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC ("KKR REFT Asset Holdings").
- [F2]Shares of Common Stock of the Issuer are held by Tactical Value SPN-KREF Holdings L.P. The general partner of Tactical Value SPN-KREF Holdings L.P. is Tactical Value SPN-SPV GP LLC, the sole member of which is KKR Tactical Value SPN L.P. ("TV SPN"). The general partner of TV SPN is KKR Associates TV SPN L.P., whose general partner is KKR TV SPN GP Limited, the sole shareholder of which is KKR Management Holdings L.P. The general partner of KKR Management Holdings L.P. is KKR Management Holdings Corp., the sole shareholder of which is KKR Group Holdings L.P.
- [F3]The one share of Special Voting Preferred Stock is held by KKR REFT Asset Holdings.
- [F4]KKR REFT Asset Holdings is owned by KKR Fund Holdings L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited.
- [F5]KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.
- [F6]The one share of Special Voting Preferred Stock of the Issuer gives KKR REFT Asset Holdings certain additional voting rights as more fully described in the Issuer's Registration Statement on Form S-11 (File No. 333-217126) and is convertible into one share of Common Stock of the Issuer upon the election of the holder.
- [F7]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Documents
Issuer
KKR Real Estate Finance Trust Inc.
CIK 0001631596
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001705148
Filing Metadata
- Form type
- 3
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 8:57 PM ET
- Size
- 26.9 KB