Home/Filings/4/0001140361-17-018823
4//SEC Filing

SI Financial Group, Inc. 4

Accession 0001140361-17-018823

CIK 0001500213operating

Filed

May 7, 8:00 PM ET

Accepted

May 8, 3:50 PM ET

Size

14.0 KB

Accession

0001140361-17-018823

Insider Transaction Report

Form 4
Period: 2017-05-05
Transactions
  • Sale

    Common Stock

    2017-05-05$14.84/sh8,981$133,2605,028 total
  • Exercise/Conversion

    Common Stock

    2017-05-05$13.93/sh+8,981$125,10514,009 total
  • Exercise/Conversion

    Stock Options

    2017-05-058,9810 total
    Exercise: $13.93From: 2008-06-14Exp: 2017-06-14Common Stock (8,981 underlying)
Holdings
  • Common Stock

    (indirect: By Stock Award II)
    0
  • Common Stock

    (indirect: By Performance Stock Award)
    0
  • Stock Options

    Exercise: $11.86From: 2016-09-23Exp: 2025-09-23Common Stock (10,000 underlying)
    10,000
  • Stock Options

    Exercise: $11.71From: 2014-10-24Exp: 2024-02-26Common Stock (8,981 underlying)
    8,981
  • Common Stock

    (indirect: By IRA)
    4,875
Footnotes (5)
  • [F1]Since the reporting person's last report 750 shares of Stock Award II and 937 shares of Performance Stock awards have vested and are now held directly.
  • [F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2014.
  • [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on September 23, 2016.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
May 7, 8:00 PM ET
Accepted
May 8, 3:50 PM ET
Size
14.0 KB