Carbonite Inc 4
4 · Carbonite Inc · Filed May 10, 2017
Insider Transaction Report
Form 4
Carbonite IncCARB
FRIEND DAVID
DirectorCEO and President
Transactions
- Award
Common Stock
2017-05-08+6,218→ 1,033,521 total
Holdings
- 132,391(indirect: By Trust)
Common Stock
- 27,006(indirect: By Trust)
Common Stock
- 24,525(indirect: By Spouse)
Common Stock
- 205,470(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Reflects the grant of restricted stock that will vest in full and no longer be subject to forfeiture on the earlier of the date of the Company's next annual meeting of the stockholders or May 8, 2018, in each case subject to the reporting person's continuing service as a director. This restricted stock grant also provides for accelerated vesting on an acquisition of the Company.
- [F2]These share are owned by the Friend-Shepherd Family 2009 Irrev. Trust II. The reporting person's children are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purposes.
- [F3]These shares are owned by the David Friend Revocable Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this reporting shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F4]These shares are owned by the Margaret Shepherd Revocable Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this reporting shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F5]These shares are owned by Margaret F. A. Shepherd. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this reporting shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.