$THMO·4

CESCA THERAPEUTICS INC. · May 12, 4:31 PM ET

CESCA THERAPEUTICS INC. 4

4 · CESCA THERAPEUTICS INC. · Filed May 12, 2017

Insider Transaction Report

Form 4
Period: 2017-05-10
Xu James
Director
Transactions
  • Award

    Stock Options

    2017-05-10$3.19/sh+13,500$43,06513,500 total
    Exercise: $3.19Exp: 2027-05-10Common Stock (13,500 underlying)
Holdings
  • Stock Options

    Exercise: $2.84Exp: 2023-11-03Common Stock (1,250 underlying)
    1,250
Footnotes (2)
  • [F1]The option vests as to 3,934 shares on the date of grant, 562 shares on the last day of each month thereafter for 16 months (beginning on June 30, 2017) and 574 shares on October 31, 2018, subject to the early termination provisions and other terms and conditions of the 2016 Equity Incentive Plan, as amended.
  • [F2]Options vest monthly over a one year period.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4