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4//SEC Filing

Pathfinder Bancorp, Inc. 4

Accession 0001140361-17-021314

$PBHCCIK 0001609065operating

View on SEC.gov Company Profile

Filed

May 17, 8:00 PM ET

Accepted

May 18, 12:08 PM ET

Size

17.3 KB

Accession

0001140361-17-021314

Insider Transaction Report

Form 4

Period: 2017-05-16

Pathfinder Bancorp, Inc.PBHC

SVP & General Counsel

Transactions

Exercise/Conversion
Common Stock
2016-05-13$5.46/sh+1,000$5,464→ 8,441 total
Award
Common Stock
2016-05-06+7,381→ 7,441 total
Exercise/Conversion
Stock Options
2017-02-01−2,000→ 19,237 total
Exercise: $5.46From: 2012-06-23Exp: 2021-06-23→ Common Stock (2,000 underlying)
Exercise/Conversion
Common Stock
2017-02-01$5.46/sh+2,000$10,928→ 10,441 total
Exercise/Conversion
Common Stock
2017-05-16$5.46/sh+1,000$5,464→ 11,441 total
Award
Stock Options
2016-05-06+15,816→ 15,816 total
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (15,816 underlying)
Exercise/Conversion
Stock Options
2017-05-16−1,000→ 18,237 total
Exercise: $5.46From: 2012-06-23Exp: 2021-06-23→ Common Stock (1,000 underlying)

Holdings

Common Stock
(indirect: By IRA)
9,824
Common Stock
(indirect: By ESOP)
4,981
Common Stock
(indirect: By 401(k))
10,790

Footnotes (3)

[F1]Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.
[F2]Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017.
[F3]Stock options vest at a rate of 20% per year commencing on June 23, 2012

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Pathfinder Bancorp, Inc.

CIK 0001609065

Entity typeoperating

IncorporatedMD

Related Parties

1

filerCIK 0001609065

Filing Metadata

Form type: 4
Filed: May 17, 8:00 PM ET
Accepted: May 18, 12:08 PM ET
Size: 17.3 KB

View on SEC.gov