SI Financial Group, Inc. 4

4 · SI Financial Group, Inc. · Filed May 18, 2017

Form 4

Period: 2017-05-17

VP/Corporate Controller

Transactions

Sale
Common Stock
2017-05-17$14.96/sh−3,143$47,032→ 15,539 total
Exercise/Conversion
Stock Options
2017-05-17−3,143→ 0 total
Exercise: $13.93From: 2008-06-14Exp: 2017-06-14→ Common Stock (3,143 underlying)
Exercise/Conversion
Common Stock
2017-05-17$13.93/sh+3,143$43,782→ 18,682 total

Holdings

Stock Options
Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (20,000 underlying)
20,000
Common Stock
(indirect: By Custodian for Daughter)
22
Common Stock
(indirect: By Stock Award III)
3,333
Stock Options
Exercise: $9.40From: 2012-02-16Exp: 2021-02-16→ Common Stock (2,500 underlying)
2,500
Common Stock
(indirect: By 401(k))
2,505
Common Stock
(indirect: By Custodian for Son)
22
Common Stock
(indirect: By ESOP)
6,999
Stock Options
Exercise: $5.68From: 2011-02-24Exp: 2020-02-24→ Common Stock (4,490 underlying)
4,490
Stock Options
Exercise: $11.20From: 2013-03-21Exp: 2022-03-21→ Common Stock (1,000 underlying)
1,000

Footnotes (5)

[F1]Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
[F2]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
[F3]Stock Options are fully vested and exercisable.
[F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013.
[F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.

Documents

1 file