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SI Financial Group, Inc. 4

Accession 0001140361-17-021492

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

May 18, 8:00 PM ET

Accepted

May 19, 1:28 PM ET

Size

14.8 KB

Accession

0001140361-17-021492

Insider Transaction Report

Form 4
Period: 2017-05-17
SI Financial Group, Inc.SIFI
ALLIOD MARK D
Director
Transactions
  • Tax Payment

    Common Stock

    2017-05-17$15.00/sh−5,354$80,310→ 6,655 total
  • Exercise/Conversion

    Stock Options

    2017-05-17−5,765→ 3,216 total
    Exercise: $13.93From: 2008-06-14Exp: 2017-06-14→ Common Stock (5,765 underlying)
  • Exercise/Conversion

    Common Stock

    2017-05-17$13.93/sh+5,765$80,306→ 12,009 total
Holdings

  • Common Stock

    (indirect: By Daughter)
    1,212

  • Common Stock

    (indirect: By IRA)
    3,506

  • Common Stock

    (indirect: By Spouse)
    2,229

  • Stock Options

    Exercise: $11.86From: 2016-09-23Exp: 2025-09-23→ Common Stock (10,000 underlying)
    10,000

  • Common Stock

    (indirect: By Performance Stock Award)
    0

  • Common Stock

    (indirect: By IRA)
    250

  • Common Stock

    (indirect: By Stock Award II)
    0
Footnotes (5)
  • [F1]Since the reporting person's last report 750 shares of Stock Award II and 937 shares of Performance Stock awards have vested and are now held directly.
  • [F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F4]Stock Options are fully vested and exercisable.
  • [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on September 23, 2016.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 1:28 PM ET
Size
14.8 KB
View on SEC.gov