Home/Filings/4/0001140361-17-021738
4//SEC Filing

TrueCar, Inc. 4

Accession 0001140361-17-021738

$TRUECIK 0001327318operating

Filed

May 21, 8:00 PM ET

Accepted

May 22, 4:34 PM ET

Size

15.9 KB

Accession

0001140361-17-021738

Insider Transaction Report

Form 4
Period: 2017-05-18
Dietz Steven J
Director10% Owner
Transactions
  • Award

    Common Stock

    2017-05-18+4,27615,487 total
  • Award

    Stock Option (right to buy)

    2017-05-18+10,12610,126 total
    Exercise: $17.54Exp: 2027-05-18Common Stock (10,126 underlying)
Holdings
  • Common Stock

    (indirect: By daughter)
    1,300
  • Common Stock

    (indirect: By elder son)
    900
  • Common Stock

    (indirect: By younger son)
    1,000
  • Common Stock

    (indirect: By Upfront II, L.P.)
    3,865,651
  • Common Stock

    (indirect: By Upfront II Investors, L.P.)
    546,248
  • Common Stock

    (indirect: By Upfront GP II, L.P.)
    1,501,260
  • Common Stock

    (indirect: By Upfront II Partners, L.P.)
    104,861
  • Common Stock

    (indirect: By Trust)
    23,867
  • Common Stock

    (indirect: By Trust)
    9,500
  • Common Stock

    (indirect: By Trust)
    10,970
Footnotes (7)
  • [F1]The reported shares are represented by restricted stock units, or RSUs, which vest in full on the earlier of the day immediately prior to the Issuer's 2018 annual meeting of stockholders (the "2018 Annual Meeting") or May 31, 2018.
  • [F2]Shares held directly by The Dietz Revocable Trust 2007, for which the Reporting Person serves as a trustee.
  • [F3]Shares held directly by The Dietz Family Trust 2011, for which the Reporting Person serves as trustee.
  • [F4]Shares held directly by The Dietz Family Trust 2007, for which the Reporting Person serves as trustee.
  • [F5]The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F6]The Reporting Person is a former manager of Upfront and may be deemed to share voting and dispositive power with respect to the shares held by Upfront II, L.P., Upfront GP II, L.P., Upfront II Investors, L.P. and Upfront II Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  • [F7]Shares subject to the option vest in twelve equal monthly installments beginning on June 18, 2017. Any unvested shares subject to the option vest on the day immediately prior to the 2018 Annual Meeting.

Documents

1 file

Issuer

TrueCar, Inc.

CIK 0001327318

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001327318

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:34 PM ET
Size
15.9 KB