YuMe Inc 4
4 · YuMe Inc · Filed May 23, 2017
Insider Transaction Report
Form 4
YuMe IncYUME
CARVALHO ANTHONY
CHIEF FINANCIAL OFFICER
Transactions
- Tax Payment
Common Stock
2017-05-22$4.34/sh−296$1,285→ 103,751 total - Exercise/Conversion
Restricted Stock Units
2017-05-22−787→ 787 total→ Common Stock (787 underlying) - Exercise/Conversion
Common Stock
2017-05-22+787→ 104,047 total
Footnotes (3)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 were automatically withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs").
- [F2]Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The RSUs vest in four equal annual installments beginning on May 22, 2015. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.