4//SEC Filing
YuMe Inc 4
Accession 0001140361-17-022054
CIK 0001415624operating
Filed
May 22, 8:00 PM ET
Accepted
May 23, 7:39 PM ET
Size
8.9 KB
Accession
0001140361-17-022054
Insider Transaction Report
Form 4
YuMe IncYUME
CARVALHO ANTHONY
CHIEF FINANCIAL OFFICER
Transactions
- Tax Payment
Common Stock
2017-05-22$4.34/sh−296$1,285→ 103,751 total - Exercise/Conversion
Restricted Stock Units
2017-05-22−787→ 787 total→ Common Stock (787 underlying) - Exercise/Conversion
Common Stock
2017-05-22+787→ 104,047 total
Footnotes (3)
- [F1]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. No shares have been sold. All of the shares reported as disposed on this Form 4 were automatically withheld by the Issuer to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs").
- [F2]Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The RSUs vest in four equal annual installments beginning on May 22, 2015. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
Documents
Issuer
YuMe Inc
CIK 0001415624
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001415624
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 7:39 PM ET
- Size
- 8.9 KB