ANNALY CAPITAL MANAGEMENT INC 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 30, 2017
Insider Transaction Report
Form 4
NORDBERG E WAYNE
Director
Transactions
- Award
Deferred Stock Units
2017-05-25+11,451→ 73,052 total→ Common Stock (11,451 underlying)
Holdings
- 50,000
Option to purchase Common Stock
Exercise: $13.25Exp: 2019-04-22→ Common Stock (50,000 underlying) - 20,000
Option to purchase Common Stock
Exercise: $16.46Exp: 2018-05-08→ Common Stock (20,000 underlying) - 43,250
Common Stock
- 9,000(indirect: By Spouse)
Common Stock
- 20,000
Option to purchase Common Stock
Exercise: $15.61Exp: 2018-09-19→ Common Stock (20,000 underlying) - 10,000(indirect: By Trust)
Common Stock
- 1,250
Option to purchase Common Stock
Exercise: $17.11Exp: 2017-06-26→ Common Stock (1,250 underlying)
Footnotes (4)
- [F1]Options previously granted. All options are currently vested.
- [F2]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F3]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
- [F4]Includes 14,886 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.