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4//SEC Filing

ANNALY CAPITAL MANAGEMENT INC 4

Accession 0001140361-17-022897

$NLYCIK 0001043219operating
View on SEC.govCompany Profile

Filed

May 29, 8:00 PM ET

Accepted

May 30, 5:48 PM ET

Size

15.6 KB

Accession

0001140361-17-022897

Insider Transaction Report

Form 4
Period: 2017-05-25
ANNALY CAPITAL MANAGEMENT INCNLY
BRADY KEVIN
Director
Transactions
  • Award

    Deferred Stock Units

    2017-05-25+11,451→ 67,666 total
    → Common Stock (11,451 underlying)
Holdings

  • Common Stock

    44,150

  • Common Stock

    (indirect: By Trust)
    48,750

  • Common Stock

    (indirect: By Spouse)
    42,500

  • Common Stock

    (indirect: By daughter)
    750

  • Option to purchase Common Stock

    Exercise: $15.61Exp: 2018-09-09→ Common Stock (10,000 underlying)
    10,000

  • Option to purchase Common Stock

    Exercise: $13.25Exp: 2019-04-22→ Common Stock (12,500 underlying)
    12,500

  • Common Stock

    (indirect: By daughter)
    750

  • Common Stock

    (indirect: By mother)
    9,000

  • Option to purchase Common Stock

    Exercise: $16.46Exp: 2018-05-08→ Common Stock (20,000 underlying)
    20,000

  • Option to purchase Common Stock

    Exercise: $17.11Exp: 2017-06-26→ Common Stock (1,250 underlying)
    1,250
Footnotes (5)
  • [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  • [F2]Options previously granted. All options are currently vested.
  • [F3]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
  • [F4]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
  • [F5]Includes 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.

Documents

1 file

Issuer

ANNALY CAPITAL MANAGEMENT INC

CIK 0001043219

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001043219

Filing Metadata

Form type
4
Filed
May 29, 8:00 PM ET
Accepted
May 30, 5:48 PM ET
Size
15.6 KB
View on SEC.gov