Energous Corp 4
4 · Energous Corp · Filed Jun 16, 2017
Insider Transaction Report
Form 4
Energous CorpWATT
Gaulding John
Director
Transactions
- Exercise/Conversion
Common Stock
2017-06-13+5,837→ 97,952 total - Sale
Common Stock
2017-06-14$15.85/sh−2,140$33,911→ 95,812 total - Award
Common Stock
2017-01-03+4,263→ 90,418 total - Exercise/Conversion
Restricted Stock Units
2017-06-13−5,837→ 11,673 total→ Common Stock (5,837 underlying) - Award
Common Stock
2017-01-03+25,000→ 86,155 total - Award
Common Stock
2017-02-23+1,697→ 92,115 total
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
- [F2]100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.
- [F3]Vesting of RSUs granted to the reporting person on June 13, 2016.
- [F4]The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.
- [F5]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F6]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.