4//SEC Filing
AVADEL PHARMACEUTICALS PLC 4
Accession 0001140361-17-026870
$AVDLCIK 0001012477operating
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 4:20 PM ET
Size
13.5 KB
Accession
0001140361-17-026870
Insider Transaction Report
Form 4
STAPLETON CRAIG R
Director
Transactions
- Award
Stock Option (right to buy)
2017-06-28$10.51/sh+30,000$315,300→ 30,000 totalExercise: $10.51From: 2018-06-28Exp: 2022-06-28→ ADSs (30,000 underlying)
Holdings
- 507,678
ADSs
- 90,000(indirect: By Spouse)
ADSs
- 16,200(indirect: By Trust)
ADSs
- 100,000
Warrants (right to buy)
Exercise: $14.54From: 2015-06-24Exp: 2018-06-24→ ADSs (100,000 underlying) - 117,449
Warrants (right to buy)
Exercise: $13.59From: 2017-08-10Exp: 2020-08-10→ ADSs (117,449 underlying) - 117,449
Warrants (right to buy)
Exercise: $21.67From: 2016-06-26Exp: 2019-06-26→ ADSs (117,449 underlying)
Footnotes (6)
- [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value $0.01 per share, of the issuer; ADSs may be represented by American Depositary Receipts.
- [F2]The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities.
- [F3]Warrants were granted 06/24/2014 but were not exercisable until the first anniversary of the date of grant; on such first anniversary the warrants became exercisable for a 3-year period as to all 100,000 ADSs. The warrant exercise price per ADS may be paid in U.S. Dollars as shown in Item 4 of Table II or in Euros based on the exchange rate prevailing on the date of grant, or (euro)10.94 per ADS.
- [F4]Warrants were granted 06/26/2015 but were not exercisable until the first anniversary of the date of grant; on such first anniversary the warrants became exercisable for a 3-year period as to all 117,449 ADSs. The warrant exercise price per ADS may be paid in U.S. Dollars as shown in Item 4 of Table II or in Euros based on the exchange rate prevailing on the date of grant, or (euro)19.34 per ADS.
- [F5]Warrants were granted 08/10/2016 but are not exercisable until the first anniversary of the date of grant; on such first anniversary the warrants will become exercisable for a 3-year period as to all 117,449 ADSs. The warrant exercise price per ADS may be paid in U.S. Dollars as shown in Item 4 of Table II or in Euros based on the exchange rate prevailing on the date of grant, or (euro) 12.16 per ADS. Warrants as to all 117,449 ADSs vest on 08/10/2017.
- [F6]Options become exercisable as to all 30,000 ADSs on the first anniversary of the 06/28/2017 grant date.
Documents
Issuer
AVADEL PHARMACEUTICALS PLC
CIK 0001012477
Entity typeoperating
Related Parties
1- filerCIK 0001012477
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 4:20 PM ET
- Size
- 13.5 KB