Esquire Financial Holdings, Inc. 4
4 · Esquire Financial Holdings, Inc. · Filed Jul 6, 2017
Insider Transaction Report
Form 4
SHIELDS DENNIS
DirectorExec Chairman of the Board
Transactions
- Exercise/Conversion
Common Stock
2017-06-27$10.00/sh+13,500$135,000→ 106,900 total - Exercise/Conversion
Stock Options
2017-06-27−13,500→ 0 totalExercise: $10.00From: 2008-06-28Exp: 2017-06-28→ Common Stock (13,500 underlying) - Tax Payment
Common Stock
2017-06-27$15.25/sh−8,852$134,993→ 98,048 total
Holdings
- 10,000
Stock Options
Exercise: $12.50From: 2015-08-01Exp: 2024-08-01→ Common Stock (10,000 underlying) - 5,000(indirect: By Spouse)
Common Stock
- 142,279
Stock Options
Exercise: $12.50From: 2016-09-01Exp: 2025-09-01→ Common Stock (142,279 underlying) - 12,000(indirect: By Children)
Common Stock
- 101,500
Stock Options
Exercise: $12.50From: 2017-09-01Exp: 2026-09-01→ Common Stock (101,500 underlying)
Footnotes (4)
- [F1]Stock options are fully vested.
- [F2]Stock options vest at a rate of 20% per year commencing on August 1, 2015.
- [F3]Stock options vest at a rate of 20% per year commencing on September 1, 2016.
- [F4]Stock options vest at a rate of 20% per year commencing on September 1, 2017.