4//SEC Filing
SIGMA DESIGNS INC 4
Accession 0001140361-17-027456
CIK 0000790715operating
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 4:11 PM ET
Size
26.4 KB
Accession
0001140361-17-027456
Insider Transaction Report
Form 4
SOROS GEORGE
10% Owner
Transactions
- Purchase
Common Stock, no par value per share
2017-07-06$5.65/sh+86,317$487,544→ 4,969,326 total(indirect: See footnote) - Purchase
Common Stock, no par value per share
2017-07-05$5.76/sh+34,356$197,884→ 4,883,009 total(indirect: See footnote)
Soros Robert
10% Owner
Transactions
- Purchase
Common Stock, no par value per share
2017-07-06$5.65/sh+86,317$487,544→ 4,969,326 total(indirect: See footnote) - Purchase
Common Stock, no par value per share
2017-07-05$5.76/sh+34,356$197,884→ 4,883,009 total(indirect: See footnote)
SOROS FUND MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock, no par value per share
2017-07-05$5.76/sh+34,356$197,884→ 4,883,009 total(indirect: See footnote) - Purchase
Common Stock, no par value per share
2017-07-06$5.65/sh+86,317$487,544→ 4,969,326 total(indirect: See footnote)
Footnotes (4)
- [F1]These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").
- [F2]The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.625 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
- [F3]Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.
- [F4]The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive.
Documents
Issuer
SIGMA DESIGNS INC
CIK 0000790715
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000790715
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 4:11 PM ET
- Size
- 26.4 KB