CAP 1 LLC 4
4 · Peak Resorts Inc · Filed Jul 20, 2017
Insider Transaction Report
Form 4
Peak Resorts IncSKIS
CAP 1 LLC
10% Owner
Transactions
- Purchase
Common Stock
2017-07-19$5.35/sh+165,000$882,750→ 1,581,013 total - Purchase
Common Stock
2017-07-18$4.82/sh+152,400$734,568→ 1,416,013 total - Purchase
Common Stock
2017-07-18$4.96/sh+39,900$197,904→ 39,900 total(indirect: By David Sackler) - Purchase
Common Stock
2017-07-19$5.34/sh+60,100$320,934→ 100,000 total(indirect: By David Sackler)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $5.00, inclusive. The reporting person undertakes to provide to Peak Resorts Inc., any security holder of Peak Resorts Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) , (2), (3) and (4) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.65 to $5.50, inclusive.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $5.10, inclusive.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.50, inclusive.
- [F5]These shares were purchased by David Sackler, the president of Summer Road LLC and one of the beneficiaries of Cap 1 LLC. Cap 1 LLC is a family client of Summer Road LLC. David Sackler disclaims beneficial ownership of common stock held by Cap 1 LLC except to the interest of his pecuniary interest therein.