4//SEC Filing
SEGALAS DONNELL 4
Accession 0001140361-17-030919
CIK 0001043219other
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 5:26 PM ET
Size
15.3 KB
Accession
0001140361-17-030919
Insider Transaction Report
Form 4
SEGALAS DONNELL
Director
Transactions
- Purchase
Common Stock
2017-08-08$12.19/sh+9,000$109,685→ 93,150 total - Purchase
Common Stock
2017-08-08$12.18/sh+500$6,088→ 93,650 total - Purchase
Common Stock
2017-08-08$12.19/sh+200$2,437→ 2,100 total(indirect: See footnote) - Purchase
Common Stock
2017-08-07$12.09/sh+8,000$96,706→ 84,150 total
Holdings
- 37,500
Option to purchase Common Stock
Exercise: $13.25Exp: 2019-04-22→ Common Stock (37,500 underlying) - 20,000
Option to purchase Common Stock
Exercise: $16.46Exp: 2018-05-08→ Common Stock (20,000 underlying) - 20,000
Option to purchase Common Stock
Exercise: $15.61Exp: 2018-09-19→ Common Stock (20,000 underlying) - 67,666
Deferred Stock Units
→ Common Stock (67,666 underlying)
Footnotes (4)
- [F1]Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Trust. Includes a previous gift of 1,900 shares of Common Stock received by the Trust in 2012. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Trust.
- [F2]Options previously granted. All options are currently vested.
- [F3]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
- [F4]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001259017
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 5:26 PM ET
- Size
- 15.3 KB